Investor

Investor

Disclosures

Our Process

FAQS




What is the investment objective of NuOm Stressed Assets Opportunities Fund?
The object and purpose of the Scheme is to raise resources from the contributors to make
investment in equity shares and debt securities issued by Portfolio Companies which are primarily
engaged in the business of:

  1. purchasing and selling real estate properties, plant & machinery, security receipts
    and distressed assets, primarily though the Insolvency & Bankruptcy Code, 2016
    and SARFAESI route or though market;
  2. Investing in distressed Companies or firms participating in Resolution of distressed
    companies either through Insolvency & Bankruptcy Code, 2016 or though
    SARFAESI route or through normal process as may be permitted by the applicable
    laws.
  3. Buying stakes in distressed companies/firms undergoing distress.
  4. Participating in CIRP/Liquidation process through IBC 2016.

The Fund may also invest in security receipts issued by a Securitization Trust.


What is the maximum allocation allowed for listed and unlisted securities and Equity and Debt securities?

PARAMETERS (IF
APPLICABLE)		 CATEGORIES (IF ANY) ALLOCATION AS % OF
INVESTABLE FUNDS (AT THE
TIME OF INVESTMENT)
Investment in type of
securities		 Listed equity 0% – 0%
Unlisted equity 0% – 100%
Debt (listed) 0% – 49%
Debt (unlisted) 0% – 100%



In what sectors shall the investments be made under the Scheme?

The Investment Manager primarily intends to invest in real estate sector. The Scheme will
also opportunistically look at investing in other themes and sectors, to ensure that the best
investment opportunities as per the objective of the Scheme, is achieved.



What are the opportunities in stressed assets?

CAT 2 AIFs can invest in distressed companies or assets at a discounted price, aiming to turn
them around for a profit. These opportunities include acquiring distressed debt, investing in
companies undergoing restructuring, or buying assets from distressed sellers.



Is there any exit option in the Scheme? If yes, are there any conditions for the exit?
Primarily, there is no exit option available for the Investors till the end of the term. Further,
the Investment shall be subject to a lock-in period of two years from the date of Final Drawdown.
However, since the scheme of the AIF is close-ended, the exit option may be provided as under:

  1. The exit option shall be provided by buying out of units of the dissenting investors by the
    investment manager/ any other Person as may be arranged by the investment manager.
  2. Prior to buying out of such units, valuation of the units shall be undertaken by 2 (two)
    independent valuers and the exit shall be at value not less than average of the two
    valuations.



What are the charges and fees to be charged by the Investment manager?
The charges that may be levied by the Investment Manager to the Fund shall include but not
be limited to:

  1. Management fees;
  2. Performance fees;
  3. Set-up Expenses;
  4. Operating Expenses, etc



What is the typical investment horizon for stressed assets opportunities ?

Generally, CAT – 2 AIFs have a medium to long term investment horizon depending upon the
assets invested in and the market conditions. For NuOm Stressed Assets Opportunities Fund, the
total tenure is 10 years.



How would the distressed opportunities be identified ?

CAT 2 AIFs typically conduct thorough due diligence on the distressed company or asset to
assess its financial health, operational challenges, and potential for recovery. This evaluation would
typically involve financial analysis, legal review, and engaging specialists wherever required.



Would the Scheme invest in distressed assets only ?

The primary objective of the Scheme would be to invest in distressed assets. However, in order
to maximize the returns for the investors, funds may also be invested in sector agnostic entities,
through listed/ unlisted/ to be listed securities.



What is the taxation for investors on redemption ?
The income distributed by a Cat-2 AIF is taxable in the hands of the Investors. The rate of tax
shall depend upon the nature of income in the hands of investor and the relevant slab rate, if
applicable.

  • For the purpose of Capital Gains, gain from CAT-2 AIF held by the Investor will be classified
    as –
    1. Short Term Capital Gain if the units are held for a period of less than 36 months and would
      be taxable at slab rate;
    2. Long Term Capital Gain if the units are held for a period more than 36 months and would
      be taxed @ 20%
  • Dividend distributed by the AIF would be subject to tax in the hands of the Investor



    • What are the potential benefits of investing in CAT-2 AIF?
    Investors in Category 2 AIFs may benefit from portfolio diversification, access to alternative
    investment opportunities, potential for higher returns compared to traditional investments, and
    the expertise of professional fund managers.


    What is the minimum investment requirement for CAT – 2 AIFs?

    The Investors shall be required to invest an amount of Rs. 1 crore in the fund. The units of the
    Scheme shall be classified based on the minimum investment made by the investor.
    There is no such minimum requirement for accredited investors.



    Does NuOm Stressed Assets Opportunities Fund allow Co-investment and Parallel Vehicles?
    The Fund allows Co-Investment and Parallel Vehicles both, subject to relevant laws of the land.


    What is the grievance redressal mechanism available for Investors of the Fund?
    The Investor may contact the Investment Manager for grievances and it shall be mandatory
    for the Investment Manager to resolve the grievances as per the AIF Regulations. The Investor may also report their grievances on the SEBI Scores Portal.

    Scheme Presentation

    Nuom-01
    Nuom-02
    Nuom-03
    Nuom-04
    Nuom-05
    Nuom-06
    Nuom-07
    Nuom-08
    Nuom-09
    Nuom-10
    Nuom-11
    Nuom-12


    Complaints Procedure

    If you have a complaint or grievance against a Category II Alternative Investment Fund (AIF) in India, you can follow these steps to ensure your complaint is properly
    addressed:

    Initial Step: Contact the AIF’s internal grievance redressal mechanism.Write to the grievance redressal officer on nuomaif@gmail.com OR Submit your grievance on following address: NuOm Alternative Investment Trust Shri Balaji, Plot No 47, Hindusthan Colony, Wardha Road, Nagpur – 440015



    Online Dispute Redressal (ODR) Portal for Investors



    Circular by SEBI for ODR



    SEBI Scores Portal

    Contact Us

    HEAD OFFICE

    FAQS




    What is the investment objective of NuOm Stressed Assets Opportunities Fund?
    The object and purpose of the Scheme is to raise resources from the contributors to make
    investment in equity shares and debt securities issued by Portfolio Companies which are primarily
    engaged in the business of:

    1. purchasing and selling real estate properties, plant & machinery, security receipts
      and distressed assets, primarily though the Insolvency & Bankruptcy Code, 2016
      and SARFAESI route or though market;
    2. Investing in distressed Companies or firms participating in Resolution of distressed
      companies either through Insolvency & Bankruptcy Code, 2016 or though
      SARFAESI route or through normal process as may be permitted by the applicable
      laws.
    3. Buying stakes in distressed companies/firms undergoing distress.
    4. Participating in CIRP/Liquidation process through IBC 2016.

    The Fund may also invest in security receipts issued by a Securitization Trust.


    What is the maximum allocation allowed for listed and unlisted securities and Equity and Debt securities?

    PARAMETERS (IF
    APPLICABLE)    		 CATEGORIES (IF ANY) ALLOCATION AS % OF
    INVESTABLE FUNDS (AT THE
    TIME OF INVESTMENT)
    Investment in type of
    securities    		 Listed equity 0% – 0%
    Unlisted equity 0% – 100%
    Debt (listed) 0% – 49%
    Debt (unlisted) 0% – 100%



    In what sectors shall the investments be made under the Scheme?

    The Investment Manager primarily intends to invest in real estate sector. The Scheme will
    also opportunistically look at investing in other themes and sectors, to ensure that the best
    investment opportunities as per the objective of the Scheme, is achieved.



    What are the opportunities in stressed assets?

    CAT 2 AIFs can invest in distressed companies or assets at a discounted price, aiming to turn
    them around for a profit. These opportunities include acquiring distressed debt, investing in
    companies undergoing restructuring, or buying assets from distressed sellers.



    Is there any exit option in the Scheme? If yes, are there any conditions for the exit?
    Primarily, there is no exit option available for the Investors till the end of the term. Further,
    the Investment shall be subject to a lock-in period of two years from the date of Final Drawdown.
    However, since the scheme of the AIF is close-ended, the exit option may be provided as under:

    1. The exit option shall be provided by buying out of units of the dissenting investors by the
      investment manager/ any other Person as may be arranged by the investment manager.
    2. Prior to buying out of such units, valuation of the units shall be undertaken by 2 (two)
      independent valuers and the exit shall be at value not less than average of the two
      valuations.



    What are the charges and fees to be charged by the Investment manager?
    The charges that may be levied by the Investment Manager to the Fund shall include but not
    be limited to:

    1. Management fees;
    2. Performance fees;
    3. Set-up Expenses;
    4. Operating Expenses, etc



    What is the typical investment horizon for stressed assets opportunities ?

    Generally, CAT – 2 AIFs have a medium to long term investment horizon depending upon the
    assets invested in and the market conditions. For NuOm Stressed Assets Opportunities Fund, the
    total tenure is 10 years.



    How would the distressed opportunities be identified ?

    CAT 2 AIFs typically conduct thorough due diligence on the distressed company or asset to
    assess its financial health, operational challenges, and potential for recovery. This evaluation would
    typically involve financial analysis, legal review, and engaging specialists wherever required.



    Would the Scheme invest in distressed assets only ?

    The primary objective of the Scheme would be to invest in distressed assets. However, in order
    to maximize the returns for the investors, funds may also be invested in sector agnostic entities,
    through listed/ unlisted/ to be listed securities.



    What is the taxation for investors on redemption ?
    The income distributed by a Cat-2 AIF is taxable in the hands of the Investors. The rate of tax
    shall depend upon the nature of income in the hands of investor and the relevant slab rate, if
    applicable.

  • For the purpose of Capital Gains, gain from CAT-2 AIF held by the Investor will be classified
    as –
    1. Short Term Capital Gain if the units are held for a period of less than 36 months and would
      be taxable at slab rate;
    2. Long Term Capital Gain if the units are held for a period more than 36 months and would
      be taxed @ 20%
  • Dividend distributed by the AIF would be subject to tax in the hands of the Investor



    • What are the potential benefits of investing in CAT-2 AIF?
    Investors in Category 2 AIFs may benefit from portfolio diversification, access to alternative
    investment opportunities, potential for higher returns compared to traditional investments, and
    the expertise of professional fund managers.


    What is the minimum investment requirement for CAT – 2 AIFs?

    The Investors shall be required to invest an amount of Rs. 1 crore in the fund. The units of the
    Scheme shall be classified based on the minimum investment made by the investor.
    There is no such minimum requirement for accredited investors.



    Does NuOm Stressed Assets Opportunities Fund allow Co-investment and Parallel Vehicles?
    The Fund allows Co-Investment and Parallel Vehicles both, subject to relevant laws of the land.


    What is the grievance redressal mechanism available for Investors of the Fund?
    The Investor may contact the Investment Manager for grievances and it shall be mandatory
    for the Investment Manager to resolve the grievances as per the AIF Regulations. The Investor may also report their grievances on the SEBI Scores Portal.